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Regulatory Audits

Safeguard Your Policyholders, Strengthen Oversight.

Embracing Consumer Protection as an Insurance Professional

Insurance regulators play a vital role in ensuring fair market conduct and safeguarding policyholder interests. However, keeping pace with industry complexities and effectively evaluating carrier performance can be a significant challenge. Limited resources and the ever-evolving regulatory landscape can make it difficult to conduct thorough and comprehensive reviews.

Our Regulatory Audits offer a comprehensive solution, providing the expertise and support you need to fulfil your critical oversight function. Our team of seasoned professionals boasts extensive experience working collaboratively with insurance regulators across various jurisdictions to conduct qualifying examinations, financial condition examinations, and market conduct reviews. We offer a unique blend of industry knowledge and audit expertise, empowering you to conduct in-depth carrier reviews with confidence.

Regulatory Audits: Tailored Oversight for Compliance and Best Practices

Our Regulatory Audits are designed to go beyond the generic one-size-fits-all approach. They are more than just an additional workforce. We pride ourselves on our collaborative and value-driven approach, which is designed to meet your specific needs and objectives. Our process begins with the development of a customised audit plan which is tailored to align with your regulatory priorities and the specific carrier under review.
Our team comprises seasoned professionals with a thorough understanding of insurance regulations, market conduct principles, and underwriting/claims best practices. We offer specialised expertise in Property & Casualty (P&C), Life, and Health insurance sectors. We also offer specialised support for complex run-off situations, ensuring a smooth and efficient audit process. Furthermore, our team includes underwriting and claims experts who are well-equipped to evaluate carrier adherence to market conduct requirements. With our Regulatory Audits, you have a trusted partner for effective oversight.

Tailored Audit Plans

Customised plans for effective, relevant audits.

Deep Industry Expertise

Seasoned professionals providing knowledgeable oversight

Run-off Assistance

Specialised support for smooth, efficient audits.

Market Conduct Specialists

Experts ensuring high standards of conduct

Benefits of our Agency Management Review service

Working with us for your Regulatory Audit needs brings a multitude of benefits. You gain enhanced confidence with the knowledge that experienced and qualified professionals are conducting your carrier reviews. Our streamlined approach improves efficiency, optimising resource allocation and audit completion. We proactively identify and mitigate potential market conduct issues, fostering a fairer and more secure insurance landscape. Lastly, our comprehensive audit findings enable data-driven decision making, informing regulatory actions and policy development to enhance your operations.

Improved Efficiency

Strengthened Market Conduct

Enhanced Confidence

Data-Driven Decision Making

"Our Regulatory Audits have proven to be a crucial resource for our department. Leveraging our industry expertise and collaborative approach, we’ve been able to significantly enhance the thoroughness and effectiveness of our carrier reviews. We’re confident that our services would be beneficial to any regulatory body looking to bolster their oversight capabilities."

Pro Global Audit & Advisory team

Contact our Audit team:

+44 (0)207 068 8000
+1 800 876 3350
getintouch@pro-global.com

Meet the team

Pervin Sivanathan

Group Head of Audit and Advisory

UK

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Robert Sherman

U.S. Head of Audit & Advisory

USA

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Elaine Collier

Senior Auditor (Canada)

USA

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Kristy Lovegrove

Chief Technology Officer

UK

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Mike Dalzell

Group Head of Governance, Risk and Compliance (GRC)

UK

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Iain Brown

Managing Consultant

UK

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© Copyright 2026 Pro Insurance Solutions Limited. All rights reserved.
The Pro Group includes companies authorised and regulated in a number of jurisdictions including the UK that operate under the Pro Global Brand (with the exception of Pro MGA Global Solutions Ltd and its associated companies). Pro Global Holdings Limited is a holding company, registered in England and Wales, whose registered office is Southgate House, Southgate Street, Gloucester, GL1 1UB  (Reg No. 10532385).
Pro MGA Global Solutions is a trading brand of Pro MGA Solutions Limited which is a company incorporated and registered in England and Wales, whose registered address is hose registered office is Southgate House, Southgate Street, Gloucester, GL1 1UB (Reg No. 10575665) with its principal place of business (office) at 18 King William Street, London EC4N 7BP. Pro MGA Solutions Limited is authorised and regulated in the UK by the Financial Conduct Authority (FRN: 770419).

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