It is no secret that brokers across the market face ongoing challenges in managing legacy accounts and resolving aged technical and cash transactions: challenges which […]
With over 15 years of experience as an in-house compliance officer in the insurance sector, David has honed his expertise through distinguished roles at Lloyds TSB, Marsh, Barbon Insurance Group, and Tesco Bank. In 2010, he transitioned to Callidus Solutions, dedicating 18 months to developing his strong technical knowledge and consultancy expertise.
David’s proficiency spans a range of vital areas in compliance. This includes navigating FCA Authorizations, managing additional permissions, and overseeing change in control applications. He excels in crafting governance regimes that align seamlessly with regulatory requirements and implementing robust systems and controls to ensure strict compliance with FCA Rules. In addition, David adeptly handles the complexities of managing compliance obligations within networks of appointed representatives. His skill set extends to meticulous regulatory reporting and the oversight of client money arrangements. Furthermore, he excels in the identification, assessment, and management of risks.
With a proven track record in the insurance sector, David is adept at navigating the intricate landscape of compliance, ensuring adherence to regulatory standards while facilitating seamless operations.